SFC Licences of WANG Li-Jen 汪立人

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zero2IPO Asset Management Limited 清科資產管理有限公司 RO 9 16 September 2022
Zero2IPO Asset Management Limited 清科資產管理有限公司 RO 4 16 September 2022
Zero2IPO Asset Management Limited 清科資產管理有限公司 RE 9 17 August 2022 16 September 2022
Zero2IPO Asset Management Limited 清科資產管理有限公司 RE 4 17 August 2022 16 September 2022
Zhonghui International Securities Limited 中匯國際證券有限公司 RO 9 29 December 2021 27 July 2022
Zhonghui International Securities Limited 中匯國際證券有限公司 RO 4 29 December 2021 27 July 2022
Funderstone Futures Limited RE 5 22 May 2020 04 October 2021
Funderstone Futures Limited RE 2 22 May 2020 04 October 2021
Funderstone Asset Management (HK) Limited RO 9 17 March 2020 04 October 2021
Funderstone Futures Limited RO 9 17 March 2020 04 October 2021
Funderstone Securities Limited RO 9 07 February 2020 04 October 2021
Funderstone Securities Limited RO 4 07 February 2020 04 October 2021
Yupei Fortune Capital Limited 宇培增富資本有限公司 RO 9 14 November 2018 12 May 2019
Yupei Fortune Capital Limited 宇培增富資本有限公司 RO 4 14 November 2018 12 May 2019
Yupei Fortune Capital Limited 宇培增富資本有限公司 RE 9 18 October 2018 14 November 2018
Yupei Fortune Capital Limited 宇培增富資本有限公司 RE 4 18 October 2018 14 November 2018
Jasper Capital Hong Kong Limited RO 9 15 June 2018 08 October 2018
Jasper Capital Hong Kong Limited RO 4 15 June 2018 08 October 2018
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 9 20 December 2016 18 August 2017
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 RE 2 18 June 2012 10 December 2016
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 18 June 2012 10 December 2016
Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 RO 9 18 August 2010 10 December 2016