SFC Licences of TAN Ming Yi 陳銘億
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 04 September 2023 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 22 July 2014 | 28 July 2014 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 09 June 2010 | 10 April 2013 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 09 June 2010 | 10 April 2013 |