SFC Licences of HAO Yun 郝運
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Weshine Securities Company Limited 同輝證券有限公司 | RO | 4 | 15 December 2023 | |
Weshine Securities Company Limited 同輝證券有限公司 | RO | 1 | 15 December 2023 | |
ABCI Securities Company Limited 農銀國際證券有限公司 | RO | 1 | 11 June 2019 | 04 June 2021 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 19 December 2018 | 11 June 2019 |
Tongfang Securities Limited 同方證券有限公司 | RO | 1 | 23 November 2017 | 30 November 2018 |
Tongfang Securities Limited 同方證券有限公司 | RE | 1 | 29 September 2017 | 23 November 2017 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RO | 1 | 18 November 2013 | 14 July 2017 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 14 June 2010 | 18 November 2013 |