SFC licenceholder AVI326 CHUNG I Fon 鍾一鋒

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Sheng Yuan Securities Limited 盛源證券有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 25 March 2020
YUANYIN SECURITIES LIMITED 原銀證券有限公司 RO [4] (Advising on Securities) 05 March 2019 29 February 2020
YUANYIN SECURITIES LIMITED 原銀證券有限公司 RO [1] (Dealing in Securities) 03 August 2018 29 February 2020
China Prospect Securities Limited 中國保盛證券有限公司 RO [4] (Advising on Securities) 09 May 2018 09 July 2018
China Prospect Securities Limited 中國保盛證券有限公司 RO [1] (Dealing in Securities) 01 March 2017 09 July 2018
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE [1] (Dealing in Securities) 18 March 2015 28 February 2017
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE [2] (Dealing in Futures Contracts) 05 December 2011 30 August 2014
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE [1] (Dealing in Securities) 10 June 2010 30 August 2014