SFC Licences of CHUNG Chi Chung 鍾子聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RO 1 27 October 2020
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 4, 5 03 February 2020
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 2 20 November 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 1 30 September 2019 27 October 2020
Genting Securities Limited
RO 1 03 August 2017 31 July 2019
Genting Securities Limited
RE 1 28 June 2017 03 August 2017
First Capital Securities Limited 首控證券有限公司
RE 1 11 February 2016 18 June 2017
Frontier Capital Management Limited 方達資本管理有限公司
RE 1 07 January 2015 22 January 2016
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司
RE 1 27 April 2011 02 October 2014
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司
RE 2 27 April 2011 02 October 2014
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司
RE 4 31 March 2011 15 April 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 2 17 December 2010 15 April 2011
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司
RE 1 17 December 2010 15 April 2011
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司
RE 2 17 June 2010 01 December 2010
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司
RE 1 17 June 2010 01 December 2010