SFC Licences of HE Peng 何鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 9 | 11 May 2023 | |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 4 | 11 May 2023 | |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 1 | 11 May 2023 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 03 June 2019 | 18 August 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 03 June 2019 | 18 August 2021 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 10 March 2016 | 29 September 2017 |
| CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 | RE | 1 | 11 September 2014 | 29 September 2017 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 12 June 2012 | 29 September 2017 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 14 June 2010 | 01 September 2011 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 14 June 2010 | 01 September 2011 |