SFC Licences of CHIU Yuen 趙玄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 28 September 2021 | 08 October 2021 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 08 October 2018 | 24 April 2020 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 08 October 2018 | 24 April 2020 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 14 June 2010 | 12 February 2018 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 14 June 2010 | 12 February 2018 |