SFC Licences of CHIU Yuen 趙玄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 9 28 September 2021 08 October 2021
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 6 08 October 2018 24 April 2020
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 1 08 October 2018 24 April 2020
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 14 June 2010 12 February 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 14 June 2010 12 February 2018