SFC Licences of LI Pui Man, Patricia 李佩雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 24 April 2014 | 25 April 2014 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 14 June 2010 | 19 September 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 14 June 2010 | 19 September 2011 |