SFC Licences of STREATFIELD David Alan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Global Investment Strategy HK Limited | RE | 1 | 24 May 2021 | 30 June 2022 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 20 August 2019 | 10 November 2020 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 29 July 2019 | 10 November 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 25 April 2017 | 26 July 2019 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 25 April 2017 | 26 July 2019 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 07 October 2013 | 29 August 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 07 October 2013 | 29 August 2016 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 14 June 2010 | 22 May 2012 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 14 June 2010 | 22 May 2012 |