SFC Licences of CHEN Han 陳菡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 9 | 16 June 2017 | 10 August 2022 |
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 4 | 16 June 2017 | 10 August 2022 |
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 1 | 16 June 2017 | 10 August 2022 |
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 | RE | 1 | 16 June 2017 | 31 December 2021 |
GF International Investment Management Limited 廣發國際資產管理有限公司 | RE | 9 | 18 March 2015 | 31 May 2017 |
GF International Investment Management Limited 廣發國際資產管理有限公司 | RE | 4 | 18 March 2015 | 31 May 2017 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 14 May 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 July 2010 | 14 May 2012 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 05 July 2010 | 06 December 2010 |