SFC Licences of KIM Kang Jae
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Australia and New Zealand Banking Group Limited 澳新銀行集團有限公司 | 6 | 28 October 2019 | ||
Australia and New Zealand Banking Group Limited 澳新銀行集團有限公司 | 4 | 28 October 2019 | ||
Australia and New Zealand Banking Group Limited 澳新銀行集團有限公司 | 1 | 28 October 2019 | ||
Merrill Lynch Far East Limited | RE | 6 | 21 June 2010 | 26 September 2011 |
Merrill Lynch Far East Limited | RE | 4 | 21 June 2010 | 26 September 2011 |
Merrill Lynch Far East Limited | RE | 1 | 21 June 2010 | 26 September 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 21 June 2010 | 26 September 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 June 2010 | 26 September 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 21 June 2010 | 26 September 2011 |