SFC Licences of NG Kin Wah 吳健華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TradeGo Markets Limited | RO | 1 | 11 March 2024 | |
| TradeGo Markets Limited | RE | 1 | 17 January 2024 | 11 March 2024 |
| Shun Heng Securities Limited 信亨証券有限公司 | RO | 1 | 01 March 2022 | 31 December 2023 |
| Shun Heng Securities Limited 信亨証券有限公司 | RE | 1 | 14 February 2022 | 01 March 2022 |
| D.J. Securities Limited 申新證券有限公司 | RO | 1 | 04 December 2018 | 16 December 2021 |
| D.J. Securities Limited 申新證券有限公司 | RE | 1 | 11 October 2018 | 04 December 2018 |
| Chief Securities Limited 致富證券有限公司 | RE | 4 | 28 April 2016 | 31 July 2016 |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 26 November 2012 | 31 July 2016 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 15 June 2010 | 31 July 2016 |