SFC Licences of PANI Rita
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 2 | 17 May 2011 | 11 April 2014 |
UBS Securities Asia Limited | RE | 1 | 17 May 2011 | 11 April 2014 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 21 June 2010 | 15 September 2010 |