SFC Licences of PANI Rita

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 2 17 May 2011 11 April 2014
UBS Securities Asia Limited RE 1 17 May 2011 11 April 2014
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 21 June 2010 15 September 2010