SFC Licences of CHEUNG Lai Him 張禮謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sirius Capital Management Limited | RO | 9 | 02 July 2020 | |
| Sirius Capital Management Limited | RO | 4 | 02 July 2020 | |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 | RO | 9 | 28 January 2019 | 30 June 2020 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 | RO | 4 | 28 January 2019 | 30 June 2020 |
| Plutus Securities Limited 貝德斯證券有限公司 | RO | 1 | 28 January 2019 | 30 June 2020 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 2 | 30 April 2018 | 31 December 2018 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RO | 1 | 01 December 2017 | 31 December 2018 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 10 September 2013 | 15 February 2016 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 21 June 2010 | 27 April 2011 |