SFC Licences of SHUM Chin Hong 沈展康

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yunfeng Securities Limited 雲鋒證券有限公司 RE 1 25 July 2022
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 1 25 July 2022
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 RE 2 24 January 2022 10 July 2022
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 24 January 2022 10 July 2022
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 30 November 2015 30 November 2021
First Shanghai Futures Limited 第一上海期貨有限公司 RE 2 01 June 2015 08 November 2015
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 01 June 2015 08 November 2015
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 05 December 2014 21 May 2015
Cinda International Securities Limited 信達國際證券有限公司 RE 1 05 December 2014 21 May 2015
First Shanghai Futures Limited 第一上海期貨有限公司 RE 2 06 August 2013 09 May 2014
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 19 July 2010 09 May 2014