SFC Licences of SHUM Chin Hong 沈展康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 1 | 25 July 2022 | 01 March 2024 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 25 July 2022 | 01 March 2024 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 24 January 2022 | 10 July 2022 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 24 January 2022 | 10 July 2022 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 30 November 2015 | 30 November 2021 |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 01 June 2015 | 08 November 2015 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 01 June 2015 | 08 November 2015 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 05 December 2014 | 21 May 2015 |
| Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 05 December 2014 | 21 May 2015 |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 06 August 2013 | 09 May 2014 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 19 July 2010 | 09 May 2014 |