SFC Licences of DOH Seung Han 陶承漢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | RE | 2 | 01 October 2018 | 31 August 2020 |
| ICAP Securities Hong Kong Limited | RE | 1 | 01 October 2018 | 31 August 2020 |
| ICAP Securities Hong Kong Limited | RE | 2 | 09 August 2011 | 30 September 2018 |
| ICAP Securities Hong Kong Limited | RE | 1 | 09 August 2011 | 30 September 2018 |
| Tullett Prebon (Hong Kong) Limited | RE | 2 | 05 October 2010 | 04 March 2011 |
| Tullett Prebon (Hong Kong) Limited | RE | 1 | 05 October 2010 | 04 March 2011 |