SFC Licences of UCHIYAMA Daisuke
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 22 May 2014 | 11 April 2016 |
| UBS Securities Asia Limited | RE | 2 | 03 June 2011 | 22 May 2014 |
| UBS Securities Asia Limited | RE | 1 | 03 June 2011 | 22 May 2014 |
| UBS Securities Asia Limited | RE | 4 | 28 June 2010 | 03 June 2011 |