SFC Licences of SINGH Rohit
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BGC Securities (Hong Kong) LLC | RE | 2 | 04 February 2022 | 19 June 2023 |
BGC Securities (Hong Kong) LLC | RE | 1 | 04 February 2022 | 19 June 2023 |
GFI (HK) Securities L.L.C. | RE | 7 | 17 June 2020 | 19 June 2023 |
GFI (HK) Securities L.L.C. | RE | 2 | 17 June 2020 | 19 June 2023 |
GFI (HK) Securities L.L.C. | RE | 1 | 17 June 2020 | 19 June 2023 |
Qantex Capital Markets Limited | RE | 2 | 08 February 2018 | 11 June 2020 |
Qantex Capital Markets Limited | RE | 1 | 08 February 2018 | 11 June 2020 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 05 July 2017 | 11 August 2017 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 05 July 2017 | 11 August 2017 |
Factorial Management Limited | RE | 9 | 21 March 2016 | 11 August 2016 |
OP Investment Management Limited 東英投資管理有限公司 | RE | 9 | 01 September 2014 | 30 November 2015 |
Merrill Lynch Far East Limited | RE | 2 | 06 September 2010 | 20 March 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 July 2010 | 20 March 2014 |
Merrill Lynch Far East Limited | RE | 1 | 02 July 2010 | 20 March 2014 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 02 July 2010 | 06 September 2010 |