SFC Licences of MAK Wing Yin 麥穎賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 18 November 2013 | 20 December 2016 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 18 November 2013 | 20 December 2016 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 10 December 2012 | 01 November 2013 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 29 June 2010 | 29 June 2012 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 29 June 2010 | 29 June 2012 |