SFC Licences of LHERT Christian Julien Claude
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 09 January 2018 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 26 July 2010 | 21 September 2017 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 26 July 2010 | 21 September 2017 |