SFC Licences of LI Yat Yu 李逸瑜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 25 September 2013 | |
Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 25 September 2013 | |
CSC Futures (HK) Limited 群益期貨(香港)有限公司 | RE | 2 | 15 August 2011 | 13 September 2013 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 15 August 2011 | 13 September 2013 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 21 February 2011 | 04 June 2011 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 21 June 2010 | 04 June 2011 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 21 June 2010 | 04 June 2011 |