SFC licenceholder AVJ372 LI Yat Yu 李逸瑜

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 04 April 2020

Institution Role Licences Start date End date
Cinda International Futures Limited 信達國際期貨有限公司 RE [2] (Dealing in Futures Contracts) 25 September 2013
Cinda International Securities Limited 信達國際證券有限公司 RE [1] (Dealing in Securities) 25 September 2013
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE [1] (Dealing in Securities) 15 August 2011 13 September 2013
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 15 August 2011 13 September 2013
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE [4] (Advising on Securities) 21 February 2011 04 June 2011
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE [1] (Dealing in Securities) 21 June 2010 04 June 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE [2] (Dealing in Futures Contracts) 21 June 2010 04 June 2011