SFC Licences of TAM Chi Lok Arnold 譚智樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 | RE | 5 | 05 December 2023 | |
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 | RE | 2 | 05 December 2023 | |
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 | RE | 4 | 05 October 2023 | |
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 | RE | 1 | 05 October 2023 | |
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 | RE | 9 | 11 July 2023 | 10 August 2023 |
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 | RE | 4 | 28 June 2023 | 10 August 2023 |
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 | RE | 1 | 28 June 2023 | 10 August 2023 |
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 5 | 17 November 2021 | 26 May 2022 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 28 June 2010 | 26 May 2022 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 4 | 28 June 2010 | 26 May 2022 |