SFC Licences of HO Yan Lam 何欣霖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RO 1 05 May 2021 06 March 2024
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RE 4 02 August 2018 06 March 2024
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RE 2 12 July 2018 06 March 2024
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RE 1 12 July 2018 05 May 2021
Shanxi Securities International Futures Limited 山證國際期貨有限公司 RE 2 05 May 2017 24 June 2018
Shanxi Securities International Limited 山證國際證券有限公司 RE 1 05 May 2017 24 June 2018
Chaos International Financial Limited 混沌天成國際有限公司 RE 2 03 April 2017 25 April 2017
Yue Xiu Futures Company Limited 越秀期貨有限公司 RE 2 23 November 2016 17 March 2017
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 1 23 November 2016 17 March 2017
Wing Fung Futures Limited 永豐期貨有限公司 RE 2 26 July 2012 04 November 2016
Wing Fung Securities Limited 永豐證券有限公司 RE 1 26 July 2012 04 November 2016
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 16 December 2010 26 April 2012
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 16 December 2010 26 April 2012
Public Securities Limited 大眾証券有限公司 RE 1 05 July 2010 11 December 2010