SFC Licences of FRANKISH Ian Peter
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 22 March 2019 | 30 March 2019 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 29 June 2010 | 17 January 2012 |