SFC Licences of FRANKISH Ian Peter

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 1 22 March 2019 30 March 2019
CLSA Limited 中信里昂證券有限公司 RE 1 29 June 2010 17 January 2012