SFC Licences of ZHOU Francis Bingrong
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 | RE | 9 | 05 August 2022 | 30 September 2023 |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 | RE | 4 | 05 August 2022 | 30 September 2023 |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 | RE | 1 | 05 August 2022 | 30 September 2023 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 09 September 2015 | 03 March 2016 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 11 November 2013 | 05 September 2014 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 11 November 2013 | 05 September 2014 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 03 October 2011 | 24 August 2013 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 03 October 2011 | 30 January 2012 |
| DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 | RE | 9 | 26 July 2010 | 19 August 2010 |