SFC Licences of LU Wan Li 陸萬里

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
PrideRock Global Investment Management Limited 晟元全球投資管理有限公司	RO	9	01 December 2023
PrideRock Global Investment Management Limited 晟元全球投資管理有限公司	RO	4	01 December 2023
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司	RO	9	26 April 2022	11 September 2023
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司	RE	5	01 June 2021	11 September 2023
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司	RE	4	01 June 2021	11 September 2023
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司	RE	9	01 June 2021	26 April 2022
Eastfort Asset Management Private Limited 東衛資產管理私人有限公司	RE	9	08 May 2019	26 April 2021
Junson Asset Management (Hong Kong) Limited 佳辰資産管理(香港)有限公司	RO	9	09 January 2018	29 March 2019
Junson Asset Management (Hong Kong) Limited 佳辰資産管理(香港)有限公司	RE	9	14 August 2017	09 January 2018
CCB Securities Limited 建行證券有限公司	RO	9	19 May 2017	30 June 2017
CCB Securities Limited 建行證券有限公司	RE	9	20 January 2017	19 May 2017
Patrol Capital Management Limited	RE	9	19 September 2016	11 November 2016
Aisance Asset Management Limited 君達資產管理有限公司	RE	9	03 June 2014	01 September 2016
Pharo Management (HK) Limited 發邏資產管理(香港)有限公司	RO	9	24 September 2010	28 March 2014