SFC Licences of HUANG Li Shun 黃立舜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 1 16 June 2021 12 November 2021
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 21 April 2015 10 August 2017
CLSA Limited 中信里昂證券有限公司 RE 4 24 December 2012 22 January 2015
CLSA Research Limited 里昂證券投資研究有限公司 RE 4 22 August 2011 24 December 2012
CLSA Limited 中信里昂證券有限公司 RE 1 19 July 2010 02 September 2011