SFC Licences of HUANG Li Shun 黃立舜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 16 June 2021 | 12 November 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 21 April 2015 | 10 August 2017 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 24 December 2012 | 22 January 2015 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 22 August 2011 | 24 December 2012 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 19 July 2010 | 02 September 2011 |