SFC Licences of YAN Qi 嚴琦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 4 27 April 2011 15 July 2011
CLSA Limited 中信里昂證券有限公司 RE 1 19 July 2010 15 July 2011