SFC Licences of LIM Shao Jun
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 7 | 25 November 2011 | 08 March 2012 |
UBS Securities Asia Limited | RE | 1 | 12 July 2010 | 08 March 2012 |
UBS Securities Hong Kong Limited | RE | 1 | 12 July 2010 | 08 March 2012 |
UBS Securities Asia Limited | RE | 2 | 12 July 2010 | 08 March 2012 |