SFC Licences of LU Tian 陸天

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 18 June 2019
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 19 July 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 05 July 2010 18 June 2019