SFC Licences of CHAU Yat Ki 周一奇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 09 September 2019 | |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 30 June 2010 | 28 August 2010 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 4 | 30 June 2010 | 28 August 2010 |