SFC Licences of GONG Yueyue 龔悅悅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RO | 4 | 09 September 2013 | 14 November 2014 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 22 May 2013 | 09 September 2013 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 30 December 2010 | 17 April 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 July 2010 | 14 October 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 02 July 2010 | 14 October 2010 |