SFC Licences of LO Ka Ying 羅嘉盈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RO | 2 | 15 September 2022 | |
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RO | 1 | 15 September 2022 | |
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 2 | 31 October 2018 | 15 September 2022 |
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 9 | 31 October 2018 | 09 June 2020 |
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 1 | 09 October 2018 | 15 September 2022 |
Robeco Hong Kong Limited | RE | 1 | 03 April 2013 | 27 August 2018 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 19 July 2010 | 30 November 2012 |