SFC Licences of YIP Ka Man 葉家旻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Charles-Lim Capital Limited | RE | 9 | 14 January 2013 | 03 July 2015 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 4 | 11 June 2012 | 25 August 2012 |
AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 | RE | 5 | 05 August 2010 | 31 January 2012 |
AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 | RE | 4 | 05 August 2010 | 31 January 2012 |