SFC Licences of YANG Yang 楊陽

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司	RO	6	13 June 2023
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司	RO	1	13 June 2023
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司	RE	6	20 March 2023	13 June 2023
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司	RE	1	20 March 2023	13 June 2023
China Industrial Securities International Capital Limited 興證國際融資有限公司	RO	6	07 July 2021	28 February 2023
China Industrial Securities International Capital Limited 興證國際融資有限公司	RO	1	07 July 2021	28 February 2023
China Industrial Securities International Capital Limited 興證國際融資有限公司	RE	6	20 January 2021	07 July 2021
Elstone Capital Limited 千里碩融資有限公司	RO	6	25 October 2018	24 December 2020
Elstone Capital Limited 千里碩融資有限公司	RE	6	29 August 2018	25 October 2018
KGI Capital Asia Limited 凱基金融亞洲有限公司	RO	6	28 December 2017	31 July 2018
KGI Capital Asia Limited 凱基金融亞洲有限公司	RO	1	28 December 2017	31 July 2018
KGI Capital Asia Limited 凱基金融亞洲有限公司	RE	4	11 May 2015	31 July 2018
KGI Capital Asia Limited 凱基金融亞洲有限公司	RE	6	11 May 2015	28 December 2017
KGI Capital Asia Limited 凱基金融亞洲有限公司	RE	1	11 May 2015	28 December 2017
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	6	05 March 2012	06 November 2013
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	1	07 July 2010	25 June 2011
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	6	07 July 2010	25 June 2011