SFC Licences of LU Szu-Ying 盧思穎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | RE | 9 | 22 July 2022 | |
| Balyasny Asset Management (Hong Kong) Limited | RE | 9 | 18 January 2021 | 18 March 2022 |
| Rockhampton Management Limited | RE | 9 | 23 September 2014 | 25 September 2020 |
| Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 | RE | 9 | 29 March 2012 | 29 August 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 06 July 2010 | 19 March 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 July 2010 | 19 March 2012 |