SFC Licences of SIN Oscar Kwok Leung 單國樑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Prosper Global Asset Management Limited 盛世環球資產管理有限公司 RO 9 15 December 2020
Prosper Global Asset Management Limited 盛世環球資產管理有限公司 RO 4 15 December 2020
Prosper Global Asset Management Limited 盛世環球資產管理有限公司 RE 4 14 October 2020 15 December 2020
Prosper Global Asset Management Limited 盛世環球資產管理有限公司 RE 9 14 October 2020 15 December 2020
RAM Investment Advisors Limited 澳洲皇家投資顧問有限公司 RE 1 24 June 2019 08 April 2020
RAM Investment Advisors Limited 澳洲皇家投資顧問有限公司 RE 4 24 June 2019 08 April 2020
RAM Investment Advisors Limited 澳洲皇家投資顧問有限公司 RE 9 24 June 2019 08 April 2020
Neutral Financial Holding Company Limited 中和金控有限公司 RE 1 02 April 2019 10 June 2019
Neutral Financial Holding Company Limited 中和金控有限公司 RE 6 02 April 2019 10 June 2019
Neutral Financial Holding Company Limited 中和金控有限公司 RE 9 28 February 2019 10 June 2019
Neutral Financial Holding Company Limited 中和金控有限公司 RE 4 28 February 2019 10 June 2019
Holly International Asset Management Company Limited 弘業國際資產管理有限公司 RO 9 28 August 2018 11 February 2019
Holly International Asset Management Company Limited 弘業國際資產管理有限公司 RO 4 28 August 2018 11 February 2019
Ballingal Investment Advisors Limited RO 9 29 September 2015 20 February 2016
Ballingal Investment Advisors Limited RO 5 29 September 2015 20 February 2016
Ballingal Investment Advisors Limited RO 4 29 September 2015 20 February 2016
Ballingal Investment Advisors Limited RE 9 05 July 2010 29 September 2015
Ballingal Investment Advisors Limited RE 5 05 July 2010 29 September 2015
Ballingal Investment Advisors Limited RE 4 05 July 2010 29 September 2015