SFC Licences of CALDERWOOD Christopher John Robertson

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RO 5 24 November 2010 22 June 2012
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RO 4 24 November 2010 22 June 2012
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 5 13 July 2010 24 November 2010
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 13 July 2010 24 November 2010