SFC Licences of CALDERWOOD Christopher John Robertson
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 5 | 24 November 2010 | 22 June 2012 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 4 | 24 November 2010 | 22 June 2012 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 5 | 13 July 2010 | 24 November 2010 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 13 July 2010 | 24 November 2010 |