SFC Licences of LI Simin 李思敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 2 | 08 April 2016 | |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 08 April 2016 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 24 July 2013 | 07 January 2016 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 07 January 2016 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 30 June 2010 | 07 January 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 30 June 2010 | 07 January 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 30 June 2010 | 24 July 2013 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 30 June 2010 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 30 June 2010 | 06 December 2010 |