SFC Licences of YE Wenli 葉文莉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 | RO | 4 | 26 May 2021 | |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 | RO | 9 | 20 September 2019 | |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RO | 9 | 17 May 2019 | |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RO | 4 | 17 May 2019 | |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 9 | 25 January 2016 | 17 May 2019 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 4 | 25 January 2016 | 17 May 2019 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 1 | 25 January 2016 | |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 1 | 07 March 2014 | 01 August 2015 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 9 | 19 July 2011 | 01 August 2015 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 4 | 19 July 2011 | 01 August 2015 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 1 | 09 August 2010 | 18 May 2011 |