SFC Licences of LAM Sai Wing 林世榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Rencent International Asset Management Company Limited 銀盛泰國際資產管理有限公司 | RO | 4 | 20 April 2021 | |
Rencent International Asset Management Company Limited 銀盛泰國際資產管理有限公司 | RO | 9 | 22 January 2021 | |
Intewise Capital Management Limited 香港毅雋資本管理有限公司 | RO | 9 | 15 February 2019 | 14 December 2020 |
HD Capital Limited 弘鼎資本有限公司 | RE | 9 | 15 December 2015 | 15 July 2018 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 28 November 2012 | 12 July 2013 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 28 November 2012 | 12 July 2013 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 22 August 2011 | 08 November 2012 |
Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 22 July 2010 | 27 July 2011 |