SFC Licences of TSE Yan Kei 謝欣冀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
RE | 1 | 21 June 2018 | |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4, 6 | 21 June 2018 | |
| CLSA Limited 中信里昂證券有限公司 |
RE | 4 | 21 June 2018 | 20 July 2021 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 6 | 01 April 2014 | 28 February 2017 |
| Haitong International Capital Limited 海通國際資本有限公司 |
RE | 6 | 12 August 2010 | 12 March 2014 |