SFC Licences of TSE Yan Kei 謝欣冀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司
RE 1 21 June 2018
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 21 June 2018
CLSA Limited 中信里昂證券有限公司
RE 4 21 June 2018 20 July 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 6 01 April 2014 28 February 2017
Haitong International Capital Limited 海通國際資本有限公司
RE 6 12 August 2010 12 March 2014