SFC Licences of GU Chuan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhongrong PT Securities Limited 中融平和證券有限公司 | RO | 4 | 11 August 2017 | |
| Zhongrong PT Securities Limited 中融平和證券有限公司 | RO | 1 | 11 August 2017 | |
| Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 4 | 24 May 2017 | 11 August 2017 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 1 | 24 May 2017 | 11 August 2017 |
| CCB International Securities Limited 建銀國際證券有限公司 | RO | 4 | 19 December 2013 | 01 April 2017 |
| CCB International Securities Limited 建銀國際證券有限公司 | RO | 1 | 19 December 2013 | 01 April 2017 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 05 July 2010 | 19 December 2013 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 05 July 2010 | 19 December 2013 |