SFC Licences of ZHAO Qing Nan 趙青南
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 10 July 2017 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 30 November 2011 | 29 March 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 July 2010 | 29 March 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 07 July 2010 | 05 September 2013 |