SFC licenceholder AVL446 ZHAO Qing Nan 趙青南

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 01 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 10 July 2017
Morgan Stanley Hong Kong Securities Limited RE [2] (Dealing in Futures Contracts) 30 November 2011 29 March 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE [1] (Dealing in Securities) 07 July 2010 29 March 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE [7] (Providing Automated Trading Services) 07 July 2010 05 September 2013