SFC Licences of NG Wai Ho 吳惠豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zero2IPO Securities Limited 清科證券有限公司 RO 2 05 October 2022 25 May 2023
Zero2IPO Securities Limited 清科證券有限公司 RO 1 05 October 2022 25 May 2023
Zero2IPO Securities Limited 清科證券有限公司 RE 2 11 April 2022 05 October 2022
Zero2IPO Securities Limited 清科證券有限公司 RE 1 11 April 2022 05 October 2022
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 08 April 2021 31 March 2022
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 08 April 2021 31 March 2022
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RE 2 22 January 2021 07 April 2021
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 22 January 2021 07 April 2021
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RE 2 07 August 2017 29 December 2020
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 07 August 2017 29 December 2020
BOCOM International Securities Limited 交銀國際證券有限公司 RE 5 23 January 2017 21 July 2017
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 04 June 2015 21 July 2017
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 04 June 2015 21 July 2017
Yue Xiu Futures Company Limited 越秀期貨有限公司 RE 2 18 May 2015 22 May 2015
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 1 18 May 2015 22 May 2015
Bright Smart Forex Limited 耀才環球外匯有限公司 RE 3 30 October 2014 22 April 2015
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 03 September 2010 22 April 2015
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 07 July 2010 22 April 2015