SFC Licences of PRAKASH Tapan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 21 August 2019 | 17 March 2021 |
| UBS Securities Hong Kong Limited | RE | 1 | 21 August 2019 | 17 March 2021 |
| UBS Securities Asia Limited | RE | 2 | 21 August 2019 | 17 March 2021 |
| UBS Securities Asia Limited | RE | 1 | 21 August 2019 | 17 March 2021 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 27 June 2012 | 01 August 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 27 June 2012 | 01 August 2014 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 09 July 2010 | 14 May 2012 |