SFC Licences of LU Xiaowei
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 July 2010 | 12 January 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 26 July 2010 | 12 January 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 26 July 2010 | 12 January 2012 |
| Merrill Lynch Far East Limited | RE | 1 | 26 July 2010 | 12 January 2012 |
| Merrill Lynch Far East Limited | RE | 4 | 26 July 2010 | 12 January 2012 |
| Merrill Lynch Far East Limited | RE | 6 | 26 July 2010 | 12 January 2012 |