SFC Licences of XU Sheng 徐升
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 July 2010 | 01 September 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 26 July 2010 | 01 September 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 26 July 2010 | 01 September 2012 |
Merrill Lynch Far East Limited | RE | 1 | 26 July 2010 | 01 September 2012 |
Merrill Lynch Far East Limited | RE | 4 | 26 July 2010 | 01 September 2012 |
Merrill Lynch Far East Limited | RE | 6 | 26 July 2010 | 01 September 2012 |