SFC Licences of KWOK Samuel Ming Sum 郭銘琛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 | RO | 10 | 02 August 2022 | |
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 | RE | 10 | 01 November 2016 | 02 August 2022 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 09 July 2010 | 04 July 2014 |