SFC Licences of HSU Wei-Chi 徐瑋祺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 15 March 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 04 January 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 04 January 2022
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 1 05 July 2019 19 December 2021
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 4 21 June 2019 19 December 2021
CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 RE 9 16 January 2018 17 June 2019
CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 RE 4 16 January 2018 17 June 2019
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 1 16 May 2016 11 January 2018
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 10 November 2014 18 March 2016
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 10 November 2014 18 March 2016
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 21 May 2013 30 September 2014
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 2 26 February 2013 31 March 2014
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 09 July 2010 30 September 2014